NORDIC STANDARD CAPITAL
NORDIC STANDARD CAPITAL / DOCUMENTS

Legal & Compliance.

Key documents concerning the client relationship, investment risk, financial crime controls, and personal information.

01 / DOCUMENTSPDF LIBRARY
01 / CLIENT RELATIONSHIP

Client Agreement

How a client mandate, services, fees, reporting, and termination are defined.

Open PDF 02 / INVESTMENT RISK

Risk Disclosure Policy

Market, model, execution, custody, and operational risks.

Open PDF 03 / FINANCIAL CRIME

AML Policy

Identity, beneficial ownership, risk review, and escalation principles.

Open PDF 04 / PERSONAL INFORMATION

Privacy Policy

Information collected through the website and client portal and how it is used.

Open PDF